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StockCross has an account that's right for you. Below is an account description along with a drop-down of all associated forms.See our Account Types.
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Individual Account
An account owned by one person for their sole benefit. The account can trade in almost any type of investment instrument if qualified.
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Forms Needed: |
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| New Account Application | General application form to gather all personal information required to open an account. |
| Account transfer | Form to transfer an account from one brokerage account to another brokerage account of identical registration. |
| Customer Agreement | The rules and regulations governing your account at StockCross. |
Joint Account
Accounts jointly owned by two or more people. Ownership, authority, and responsibility for the account are equal.
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Forms Needed: |
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| New Account Application | General application form to gather all personal information required to open an account. |
| Account transfer | Form to transfer an account from one brokerage account to another brokerage account of identical registration. |
| Customer Agreement | The rules and regulations governing your account at StockCross. |
Custodial Account
An account opened and managed by an adult for the benefit of a minor. The minor assumes control of the account upon adulthood in the state of residence or later if designated upon opening. Please note this is an irrevocable gift to the minor.
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Forms Needed: |
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| New Account Application | General application form to gather all personal information required to open an account. |
| Account transfer | Form to transfer an account from one brokerage account to another brokerage account of identical registration. |
| Customer Agreement | The rules and regulations governing your account at StockCross. |
Transfer on Death Account
A way of designing beneficiaries to receive your assets at the time of your death. This designation allows you to specify the percentage of assets each person or entity (your TOD beneficiary) will receive. Beneficiaries have no interest in the account during your lifetime.
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Forms Needed: |
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| New Account Application | General application form to gather all personal information required to open an account. |
| Account Transfer | Form to transfer an account from one brokerage account to another brokerage account of identical registration. |
| TOD Agreement | Form outlining the Transfer on Death requirements. |
| Customer Agreement | The rules and regulations governing your account at StockCross. |
Individual Retirement Account (IRA)
Individual Retirement Account is a personal retirement savings program that offers tax advantages to qualified individuals, allowing you to deposit a portion of your income into a tax-advantaged brokerage account. Contributions may also be tax-deductable.
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Forms Needed: |
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| Retirement Account Application | General application form to gather all personal information required to open an account. |
| IRA Transfer Authorization Letter | Letter necessary to transfer an IRA account from one brokerage to another brokerage account. |
| IRA Booklet | A booklet for gathering information about your account. |
| Customer Agreement | The rules and regulations governing your account at StockCross. |
SIMPLE IRA Account
A salary deduction plan for retirement benefits provided by some small companies with no more than 100 employees.
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Forms Needed: |
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| Simple IRA Application | General application form to gather all personal information needed to open an account. |
| Simple IRA Booklet | This Booklet details all information about this account. Must be filled out completely. |
| IRA transfer | Form to transfer an account from one brokerage account to another brokerage account. |
| Customer Agreement | The rules and regulations governing your account at StockCross. |
Individual 401k Account
The Individual 401(k) is a version of the popular 401(k) plan, simplified for owner-only businesses. It includes salary deferral, profit sharing, and loan provision features
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Forms Needed: |
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| Retirement Account Application | General application form to gather all personal information needed to open this account. |
| IRA transfer | Form to transfer an account from one brokerage account to another brokerage account. |
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Individual 401k booklet (Temporarily un-available) |
Booklet detailing all information about this account. Must be filled out completely. |
| Customer Agreement | The rules and regulations governing your account at StockCross. |
Profit Sharing (Non-Trustee)
Corporate Account with many employees sharing in the profits.
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Forms Needed: |
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| Retirement Account Application | General application form to gather all personal information needed to open this account. |
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Sharing Plan Adoption Agreement (Temporarily un-available) |
This Booklet details all information about this account. Must be filled out completely. |
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Profit Sharing Plan Instructions (Temporarily un-available) |
Please read and retain for your records. |
| IRA Transfer Authorization letter | Letter authorizing beneficiaries of this account. |
| Customer Agreement | The rules and regulations governing your account at StockCross. |
Money Pension Plan (Non-Trustee)
Corporate Account with many employees sharing in the profits.
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Forms Needed: |
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| Retirement Account Application | General application form to gather all personal information needed to open this account. |
| IRA Transfer Authorization letter | Letter authorizing beneficiaries of this account. |
| Money Purchase Pension Plan Adoption Agreement(Temporarily un-available) | This Booklet details all information about this account. Must be filled out completely. |
| Money Purchase Pension Plan Instructions (Temporarily un-available) | Please read and retain for your records. |
| Customer Agreement | The rules and regulations governing your account at StockCross. |
Trust Account
Assets owned by a fiduciary relationship, which arranges for a trustee to deposit and hold trust assets for the benefit of beneficiaries. The person creating the trust is known as the grantor, and may also be named as a beneficiary.
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Forms Needed: |
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| New Account Application | General application form to gather all personal information required to open an account. |
| Account transfer | Form to transfer an account from one brokerage account to another brokerage account of identical registration. |
| Certification of Trusteeship | This form provides trust information such as name of trust, trustees, and beneficiaries. |
| Account Requirements Form | List of documents required to open a Trust account. |
| Customer Agreement | The rules and regulations governing your account at StockCross. |
Estate or other Fiduciary Account
An account created after an individuals death. Control of assets is directed by the named executor or probate court to protect and divide assets.
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Forms Needed: |
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| New Account Application | General application form to gather all personal information required to open an account. |
| Estate Requirements | List of documents needed to open an Estate/Fiduciary account |
| Affidavit of Domicile | Affidavit certifying tax status of the deceased. |
| Customer Agreement | The rules and regulations governing your account at StockCross. |
Partnership Account
An account owned by two or more individuals, some of whom may have limited liability with respect to the obligations of the group.
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Forms Needed: |
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| New Account Application | General application form to gather all personal information required to open an account. |
| Account Requirements | Required documents for opening a Partnership Account. |
| Appointment of Managing Partners | A list of all the Partners and their signatures of the partnership. |
| Customer Agreement | The rules and regulations governing your account at StockCross. |
Profit Sharing/Money Purchase (Trustee)
Small business owners can establish Pensions and Profit Sharing Plans for their employees through this type of account.
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Forms Needed: |
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| New Account Application | General application form to gather all personal information required to open an account. |
| Certification of Trusteeship | Designates the trust name, the trustees and the beneficiaries for this account. |
| Customer Agreement | The rules and regulations governing your account at StockCross. |