Welcome to Forms Center. Click on the type of account you wish to open and download the corresponding PDF forms. (Click to download the forms). Fill them out, sign them, then mail to us. You will receive written confirmation. It's easy. Just choose the account that's right for you:
Instructions:Click on the corresponding account button to download all associated forms for that account in one *pdf or use the pulldown to the right of the button for individual forms associated with that account. Note: You must allow pop-ups for this page.
For a quick download of all individual forms, use the pull-down below:
• Questions? Call our NewAccounts Department at 1-800-225-6196.
An account owned by a single person for their sole benefit. The account holder provides an individual social security number, and the account can trade in almost any type of investment instrument if qualified.
Custodial Account
An account opened and managed by an adult for the benefit of a minor. The minor assumes control of the account upon reaching 18 or 21 years of age, depending upon the state of residence. Please note this is an irrevocable gift.
TOD Account
A way of designing benificiaries to receive your assets at the time of your death. This designation allos you to specify the percentage of assets each person or entity (your TOD beneficiary) will receive.
Partnership
An account owned by two or more individuals, some of whom may have limited liability with respect to the obligations of the group
Trust Account
Assets owned by a fiduciary relationship, which arranges for a trustee to deposit and hold trust assets for the benefit of beneficiaries. The person creating the trust is known as the grantor, and may also be named as a beneficiary.
Joint Account
Accounts jointly owned by two or more people. The differences are primarily found in the disposition of assets upon the death of one owner.
Joint Tenants with Rights of Survivorship — owned jointly by two or more individuals, in which the surviving tenant becomes owner of all assets upon the death of the other tenant. Joint Tenants in Common — owned jointly by two or more individuals without rights of survivorship. Assets are distributed as directed by a will.
Corporate/Invest Club
An account owned by a legal entity that is separate and distinct from its individual officers and shareholders. The entity is incorporated in a state or foreign country, and is recognized by the jurisdiction as a legal cor-poration. The account is opened and managed by individuals authorized by the officers of the corporation.
Estate Account
An account created after an individual(s) death. Control of Assets is decided by Probate who assigns an executor or "controller of the deceased assets" to protect and divide assets.
Individual Retirement Account
Individual Retirement Account is a personal retirement savings program that offers tax advantages to qualified individuals, allowing them to deposit a portion of their income into a tax-deferred brokerage account. Contributions may also be tax-deductable.
Simple IRA Account
A salary deduction plan for retirement benefits provided provided by some small companies with no more than 100 employees.
