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Disclosures & Privacy

Customer Order Routing

 

SEC-Required Report on Routing of Customer Orders For Q2 2017

StockCross Financial Services, Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of “non-directed orders” — any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, StockCross Financial Services, Inc. has selected the execution venue on behalf of its customers.

The report is divided into four sections: one for securities listed on the New York Stock exchange, one for securities listed on The Nasdaq Stock Market, one for securities listed on the American Stock Exchange or regional exchanges, and one for exchange-listed options. For each section, this report identifies the venues most often selected by StockCross Financial Services, Inc., sets forth the percentage of various types of orders routed to the venues, and discusses the material aspects of StockCross Financial Services, Inc.’s relationship with the venues.

  

CLICK HERE to view the report.

 

 
 
 
  • 40
    Years delivering excellent customer service.
  • 1
    Work one-on-one with our Investment Specialists.
  • 11
    StockCross branch offices nationwide.
  • 200
    Countries we support.
  • $4 Billion
    Worth of assets firm-wide.
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Employee Stock Plans 800.388.3965       StockCross Financial 800.225.6196             Customer Support

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Brokerage Products and Services offered by StockCross Financial Services, Inc. - Member FINRA and SIPC.

Investors should consider the investment objectives, risks, charges and expenses carefully before investing. The prospectus and, if available, the summary prospectus contain this and other information about the investment company.  To obtain a prospectus contact StockCross at 800.225.6196. Read the prospectus carefully before investing.

Options involve risk and are not suitable for all investors. Detailed information on our policies and the risks associated with options can be found in the StockCross Options Application and Agreement, Customer Agreement, and by downloading the Characteristics and Risks of Standardized Options, and 2012 Supplements from The Options Clearing Corporation, or by requesting a copy from StockCross free of charge. 

Margin trading involves interest charges and risks, including the potential to lose more than deposited or the need to deposit additional collateral in a falling market. The Margin Disclosure Statement and Agreement (PDF) is available for download, or by requesting a copy from StockCross free of charge. 

Testimonials may not be representative of the experience of other clients and are no guarantee of future performance or success.

Copyright StockCross Financial Services, Inc. 2016.